Investment Company Act
339 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Setting Capital Fund I L.P. Files Section 3(c)(1) Exemption
D - Setting Capital Fund I, L.P. filed a notice under Section 3(c)(1) of the Investment Company Act on April 28, 2026, as per SEC records.
Forge Investments, LLC Files D/A for Fund FG-VNR Under Section 3(c)(1)
Forge Investments, LLC submitted a definitive amendment filing for Fund FG-VNR on April 28, 2026, referencing Section 3(c)(1) of the Investment Company Act.
FERMA Value Add Office Fund I LLC Files Under SEC Section 3(c)(1)
D - FERMA Value Add Office Fund I LLC submitted a filing to SEC EDGAR on April 28, 2026, related to Section 3(c)(1) of the Investment Company Act.
Two Sigma Beacon Fund LP Files Under Section 3(c)(7)
Two Sigma Beacon Fund LP filed a document with the SEC on April 28, 2026, related to Section 3(c)(7) of the Investment Company Act.
Collab Air Opportunities Fund Files Under Section 3(c)(7)
D - Collab Air Opportunities Fund, L.P. submitted a SEC filing on April 28, 2026, related to the Investment Company Act Section 3(c)(7).
Forge Investments LLC Files SEC Document for Fund FG-VDA
Forge Investments LLC submitted a SEC EDGAR filing on April 28, 2026, for Fund FG-VDA under Section 3(c)(1) of the Investment Company Act.
Forge Investments LLC Files for Fund FG-UYF Under Section 3(c)(1)
On April 28, 2026, Forge Investments LLC filed a document for Fund FG-UYF, referencing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
3PIM India Equity (IFSC) Fund Files Under Section 3(c)(7)
The 3PIM India Equity (IFSC) Fund submitted a SEC filing on April 28, 2026, related to Section 3(c)(7) of the Investment Company Act.
WCB Equity Fund Files SEC Form for Investment Company Act Exemption
D - WCB Equity Fund, LP filed a SEC document on April 28, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
EM-0112 Fund I Files for SEC Exemption Under Section 3(c)(1)
D - EM-0112 Fund I, a series of Roll Up Vehicles, LP, filed a notice with the SEC on April 28, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
RU-0403 Fund I Files Under Investment Company Act Section 3(c)(1)
D - RU-0403 Fund I, a series of Roll Up Vehicles, LP, filed a document with SEC EDGAR on April 28, 2026, citing Section 3(c)(1) of the Investment Company Act.
Sajid Rahman Angel Funds Files for Section 3(c)(1) Exemption
Sajid Rahman Angel Funds, LP filed for an exemption under Section 3(c)(1) of the Investment Company Act for AR-0113 Fund I on April 28, 2026.
Sphera Biotech US Fund Files SEC Document Under Section 3(c)(7)
Sphera Biotech US Fund, L.P. filed a regulatory document with the SEC on April 27, 2026, citing Item 3C and Section 3(c)(7) of the Investment Company Act.
Sphera Global Healthcare Fund Files Under Section 3(c)(7)
Sphera Global Healthcare Fund submitted a SEC filing on April 27, 2026, related to Investment Company Act Section 3(c)(7).
Rosemawr Capital VII LP Files SEC Document for Section 3(c)(7)
Rosemawr Capital VII LP filed a document with the SEC on April 27, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
BlackOak Alpha Growth Fund LP Files Under Investment Company Act Section 3(c)(1)
BlackOak Alpha Growth Fund LP filed a document on April 27, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported in SEC EDGAR filings.
Forge Investments LLC Files for Fund FG-SMP Exemption
Forge Investments LLC submitted a filing for its Fund FG-SMP series under Section 3(c)(1) of the Investment Company Act on April 27, 2026.
FLI Growth Fund Files Under Section 3(c)(7) of Investment Company Act
FLI Growth Fund, L.P. submitted a SEC filing on April 27, 2026, for exemption under Section 3(c)(7).
Forge Investments, LLC Files SEC Notice for Fund FG-SHE
Forge Investments, LLC submitted a filing for Fund FG-SHE under Section 3(c)(1) of the Investment Company Act on April 27, 2026.
Systematica Macro RV Fund Ltd Files Section 3(c)(7) Document
Systematica Macro RV Fund Ltd filed a SEC document on April 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
ECO Fleet Holdings V LP Files Section 3(c)(1) Exemption Notice
D - ECO Fleet Holdings V LP submitted a SEC filing for exemption under Section 3(c)(1) of the Investment Company Act on April 27, 2026.
Systematica Liquid Multi Strategy Fund Ltd Files Under Section 3(c)(7)
Systematica Liquid Multi Strategy Fund Ltd filed a document with the SEC on April 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX LLC Files SEC Exemption Notice
Catalio Access Fund IX LLC filed a notice with the SEC on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files for SEC Exemptions Under Investment Company Act
Catalio Access Fund X, LLC filed a document with the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII, LLC Files SEC Form for Investment Company Act Exemptions
Catalio Access Fund VIII, LLC filed a SEC form on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII Files SEC Exemption Notice
Catalio Access Fund VIII, LLC filed a SEC document on April 24, 2026, citing exemptions under the Investment Company Act.
EXITFUND LLC Files SEC Document Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to the SEC on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund VIII Files SEC Notice for Investment Exemptions
Catalio Access Fund VIII, LLC filed a SEC EDGAR notice on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX Files for Investment Company Act Exemptions
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7).
Catalio Access Fund VIII, LLC Files SEC Exemptions Under Investment Company Act
Catalio Access Fund VIII, LLC submitted a filing to the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX, LLC Files SEC Document on Investment Company Act
Catalio Access Fund IX, LLC filed a SEC document on April 24, 2026, detailing exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
Catalio Access Fund X, LLC Files SEC Exemptions Under Investment Company Act
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII LLC Files SEC Notice for Investment Exemptions
Catalio Access Fund VIII LLC filed a notice on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files SEC Document on Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to SEC EDGAR on April 24, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund IX, LLC Files Under Investment Company Act
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files for Investment Company Act Exemptions
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX Files for Investment Company Act Exemption
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX LLC Files for Investment Company Act Exemptions
Catalio Access Fund IX LLC filed a SEC form on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII, LLC Files SEC Exemption Notice
Catalio Access Fund VIII, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Catalio Genesis Fund X, LLC Files Under Investment Company Act Sections
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files SEC Document on Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to the SEC on April 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund IX, LLC Files SEC Form D for Exemptions
Catalio Access Fund IX, LLC submitted a Form D filing to the SEC on April 24, 2026, claiming exemptions under the Investment Company Act.
Catalio Access Fund VIII LLC Files Under Investment Company Act Sections
Catalio Access Fund VIII LLC submitted a filing electing exemptions under Sections 3(c)(1) and 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Catalio Access Fund X, LLC Files SEC Document on Investment Exemptions
Catalio Access Fund X, LLC filed a SEC EDGAR document on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX LLC Files SEC Exemption Notice
Catalio Access Fund IX LLC filed a notice with the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files SEC Exemptions Under Investment Company Act
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund VIII Files for Investment Company Act Exemptions
Catalio Access Fund VIII, LLC filed an SEC form on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
